DFSA Compliance

DFSA Compliance

Get assurance and peace of mind, and use the DFSA rulebooks to your advantage

DFSA Compliance is an ongoing top priority for many organizations. The Dubai Financial Services Authority (DFSA) is the independent regulator of all financial services conducted in or from the DIFC. Every financial services business based or operating in the DIFC needs to be compliant with the DFSA rulebooks, and in particular the Prudential – Investment, Insurance, Intermediation and Banking Module (PIB).

When it comes to IT risks, the DFSA’s PIB rulebook has set strict rules to govern IT systems, information security, the outsourcing of IT functions, and the disaster recovery measures related to business continuity. These rules require companies to establish and maintain the appropriate systems and controls in place to manage their IT risks, and to get staff trained on an annual basis to maintain their compliance knowledge.

Complying with such intricate rules and requirements, and reporting back to the DFSA can be a challenge for many, and that is where we at Penta can help. With our DFSA Compliance advisory and management services we can take that burden off your shoulders so you can focus on your core business. In addition, with our range of compliance-ready IT products and services, we can help you bridge all the compliance gaps and address all the IT risks that may exist in your IT infrastructure and processes.

Operating out of two global financial centers, Penta is the first choice for financial services providers when it comes to IT regulatory compliance.

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Explore Case Studies

Read more about private cloud use cases through these case studies of some of our clients:

Penta Case Study The family wealth management office scaled

Family Wealth Management Office

Company X is a family office in Switzerland offering wealth and asset management services to high net worth individuals and families. The company is regulated under the Swiss Financial Market Supervisory Authority (FINMA) and handles large asset portfolios.

Penta Case Study The healthcare sector IT provider scaled

Healthcare Sector IT Provider

The company previously relied on a globally known telecoms company to provide data center and IT infrastructure services, but after years of unsatisfactory uptime and service, decided to look for a more specialized infrastructure provider that matched their needs.

Penta Case Study The international tax advisory

International Tax Advisory

The company needs to maintain an efficient and secure IT infrastructure that both granular data control to limit access to only the necessary persons as well as sharing capabilities, and being able to connect from geographically distant and remote locations.

 
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